Regulatory
Regulatory Documents
Regulatory
Licensing & Membership
SFC licensee for Types 1, 2, 4 & 6
regulated activities
SEHK Participant
- SEHK Options Trading Exchange Participant
- HKFE Futures Commission Merchant
US CFTC/NFA Exempt Trading Firm
Business Practices
BUSINESS PRACTICES
ETHICAL BUSINESS PRACTICES AND PREVENTION OF FINANCIAL CRIME
VCM is committed to promoting ethical business practices across all its business relationships. VCM has implemented internal policies and conducted training to ensure that it is fully compliant with the Hong Kong Anti-Money Laundering and Counter- Terrorist Financing Ordinance and the Hong Kong Prevention of Bribery Ordinance.
VCM is also committed to the prevention of financial crime generally and has put in place procedures and monitoring to ensure that the firm does not assist or participate in any form of financial crime, including money laundering and market abuse.
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